ISO MeQualifications guide · UK

Exams and assessment

How ISO auditor and implementer exams work

Continuous assessment, written exams, online multiple choice, open book or closed: what the main schemes say, and how to prepare for each format.

Updated
3 October 2026

There is no single “ISO exam”. How you are assessed depends on the scheme and the provider. Ask before you book — and again on day one.

1 The main formats

SchemeTypical format (as published)
CQI and IRCA lead auditorContinuous assessment through the course plus an exam. CQI and IRCA’s course table describes a 2-hour written exam; some providers now set a 1 hour 45 minute online multiple-choice exam within 30 days of the course (Batalas) or an online exam after the course (Bywater, ISO 9001)
CQI and IRCA conversionWritten exam of 1 hour 40 minutes
CQI and IRCA internal auditorContinuous assessment and a short test (e.g. multiple choice on the final day)
PECB lead auditor / implementerExam on day 5. The ISO/IEC 27001 Lead Auditor exam is open book: 80 multiple-choice questions with three options each; pass mark 70%
IBITGQ (GRC Solutions)Online exams: Foundation 60 minutes, CIS LI 90 minutes

2 Continuous assessment

On CQI and IRCA courses, tutors assess you during role-plays and exercises — planning an audit, interviewing, recording evidence, writing nonconformities, presenting at a closing meeting. Full attendance is normally required. Take part, ask questions, and treat every exercise as assessed.

3 Scenario questions

Most questions describe a situation (“During an audit of purchasing you find…”) and ask what the auditor should do, whether it is a nonconformity, which clause applies, or which principle is involved. Learn to:

  • identify the requirement (clause) before judging the evidence
  • separate fact from opinion — findings need objective evidence
  • spot when the scenario is about the audit process (ISO 19011) rather than the standard itself

4 Open-book exams

Open book is not easier — there is no time to look everything up. Tab or highlight your standard by clause before the exam (check the rules on what marking is allowed) and know clauses 4 to 10 well enough to find any one in seconds.

5 Written answers

For written questions (for example drafting a nonconformity statement or an audit plan), structure beats length: requirement → evidence → why it does not conform. See writing audit findings.

6 Resits

Policies vary. PECB’s course pages offer a free retake within 12 months; some UK providers include a free resit; others charge. Check before booking.

S Sources

  1. CQI and IRCA course levels table — https://www.quality.org/approved-training-partners
  2. Batalas, ISO 9001 Lead Auditor and Internal Auditor course pages — https://www.batalas.co.uk/courses/iso-9001-lead-auditor/
  3. Bywater, ISO 9001 Lead Auditor course — https://www.bywater.co.uk/course/iso-9001-qms-auditorlead-auditor-training-course-irca-certified/
  4. PECB Candidate Handbook ISO/IEC 27001 Lead Auditor (MC) v1.5
  5. GRC Solutions ISO 27001 course pages — https://uk.grcsolutions.io/category/iso-27001